We ♥ Compliance
We are a mailing company equipped to help the regulated Financial Advisory industry
We designed our entire product offering to be as compliance friendly as possible. To demonstrate, let’s start by discussing what we don’t do.
What we don’t do:
We Do Not Store Or Process Any Data.
All sign ups happen on the advisor’s firm approved and monitored website.
We Do Not Handle Any Personal Identifiable Information.
Name, phone numbers, email addresses are all stored by the financial advisor. Not us.
We Do Not Know Who Your Clients Or Prospects Are.
We have no idea who signs up for or attends the courses.
We Do Not Get In Your Way.
Nexruto LLC is nowhere to be found on any of our ads or in the presentations. Everything is completely branded to the advisory firm and reviewed by the advisor’s broker/dealer.
We Do Not Launch Any Ads Until They Are Reviewed And Approved.
Until the advisor has confirmed to us that all of the appropriate disclosures have been added, we do not launch any ads.
We are a mailing company equipped to help the regulated Financial Advisory industry
Nexruto has templates that we reuse for financial advisors. Our team puts the advisors branding into the templates and launches the ads to a highly targeted list of prospects based on geographic and demographic location. We know that some of the 10,000 or 20,000 people we advertise to might enroll, but it’s a needle in a haystack.
Advisors never have access to our mailing lists, and we have no way of knowing who on our list responds. Our success metrics are very straight forward. After the event, we ask advisors “Do you plan on working with us again?” if the answer is yes, we know our ads brought in high quality prospects.
Easy to Review
Our seminars and ads have been reviewed by other broker/dealers. We still have our advisors submit all materials, however, your review team should find our seminars in an easy to review format, with few changes needed.
Often, different broker/dealers will want slightly different disclosures, or certain parts rephrased. Our team will quickly implement those changes on behalf of the advisor.
We Remember Each Broker/Dealer
Once one advisor in your broker/dealer network successful has their materials approved, we file those changes for your broker/dealer.
When another advisor in your network wants to work with us, included in their initial submission (everyone submits all materials) is a cover letter outlining when this was previously reviewed and what changes we made.
Questions?
Contact our compliance relations team
